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Constitution sets the limits
A WRITTEN Constitution is the primary source of authority within
a state. In this fundamental law lies the explanation of the
legislature's power to make laws, the executive's power to govern
and administer, and the judiciary's power to adjudicate. The
Constitution, in other words, limits by express rules, the powers
of the legislature, executive and the judiciary. For a successful
working of the democratic government, all the three constituents
shall therefore function within the framework of the
Constitution.
The Supreme Court (through Justice Bhagawati) restated the above
fundamental principle thus: ``Every organ of the Government, be
it the executive or the legislature or the judiciary, derives its
authority from the Constitution and it has to act within the
limits of authority.'' Neither the legislature nor the executive
nor for that matter, the judiciary therefore can act outside the
confines of the power conferred on them by the Constitution. The
observation of Justice Frankfurter that ``the ultimate touchstone
of constitutionality is the Constitution itself and not what we
have stated about it,'' is relevant in the context.
Our Constitution, as in the case of any written Constitution,
reflects the details of the powers conferred on the three organs
by the sovereign, i.e. the people. The expression, ``We the
people,'' in the preamble, confirms that the people of this
country and not the institutions of the Government created by the
Constitution, are sovereign. No institution of the Government
therefore can claim that it is the sovereign itself. This
principle has lucidly been stated by Wills thus: ``The power that
can make and, unmake the Constitution is sovereign rather than
the Constitution which it may make.'' Hence neither the
legislature nor the executive nor the judiciary can take up the
role of the sovereign and act, ignoring the limitations imposed
by the Constitution. They cannot defy the prescriptions and act
as they please. If they do so, their actions will be contrary to
the Constitution.
The sovereign, no doubt, has empowered the judiciary to review
the actions of the legislature and the executive, and, if the
actions are found unconstitutional, the judiciary has the power
to declare and decree that such activities shall not affect the
rights of the aggrieved person or persons. The sovereign, it
would appear, was confident that the judiciary would not cross
the limits imposed by the Constitution and therefore did not
constitute any authority, competent to declare the actions or
decisions of courts as unconstitutional. These constitutional
arrangements worked well for about two decades and a half, since
the people of India inaugurated the Constitution on January 26,
1950.
The birth of judicial activism, in 1973, gave a severe jolt to
the above constitutional arrangements. Parliament got the first
shock when it was told by the Supreme Court that Article 368 did
not empower it to change `the basic structure' of the
Constitution.
Article 368 reflects the delegation by the people of their
sovereign power to modify the Constitution by amendment or
incorporation of new clauses reflecting their changed objectives
and aspirations. In other words, the sovereign by Article 368 has
empowered Parliament to amend the Constitution as and when the
necessity arose.
Article 368 is in general terms and therefore can amend any
provision and also incorporate any new provision in the
Constitution. Taking note of this salient feature of the
constituent power, the Supreme Court as early as 1951 in the case
of Shankari Prasad declared the law thus: ``No doubt, our
Constitution-makers have incorporated certain fundamental rights
in part II and made them immune from interference by laws made by
the State. We find it, however, difficult in the absence of a
clear indication to the contrary, to suppose that, they also
intended to make those rights immune from constitutional
amendment. On the other hand, the terms of Article 368 are
perfectly general and empower Parliament to amend the
Constitution without any exception whatsoever.'' This statement
of law is consistent with the views of the founders of the
Constitution. According to the founders, the Constitution shall
not be rigid and permanent, not to be changed at all. Pandit
Nehru said, ``in any event we could not make the Constitution so
rigid, that it cannot be adopted to changing conditions. When the
world is in turmoil, and we are passing through a very swift
period of transition, what we may do today may not be wholly
applicable tomorrow.''
This approach is consistent with the Vedantic approach to the
issue. The Constitution belongs to that category of Dharma called
`Yugadharma' - a Dharma, expounded by Smrithi, relevant to a
particular period of time for a particular society - and so can
be altered or abolished. Smrithis come and go. We had in the past
Manu Smrithi, Yagnavalkya Smrithi, Narada Smrithi and so on.
These Smrithis became obsolete and irrelevant, when we adopted
our Constitution in 1950. No Smrithi can go against the
Constitution. It is thus clear that the constitution, like a
Smrithi is liable to undergo changes to meet the requirements of
the time.
Touching upon this aspect Swami Ranganathananda, Chief of the
Ramakrishna Order, said: ``Therefore, we have now got another
Smrithi namely, our Constitution: it is like a Smrithi, which we
can change, amend and alter, being a human contribution, made in
response to the changing conditions of society with a view to
making human life better and better.''
The apex court, however, later ruled that Parliament has no power
to amend the Constitution, if the amendment is to interfere with
the basic structure of the Constitution. ``Basic structure'' is
not defined, though the expression has been explained by
different judges in different manner; for instance, ``basic
framework'', ``edifice of the Constitution'', ``pillars of
Constitution philosophy'', etc. Whether or not an amendment would
interfere with the basic structure, solely depends on the
subjective view of the judge. Such subjective views would be
counter majoritarian, i.e. inconsistent with the view of the
people, the sovereign, who has enacted Article 368 conferring
constituent power on Parliament to amend the Constitution.
Some Judges of the Indian courts however do not concur with the
``basic structure'' view of the Supreme Court, Justice Bachawat
observed. ``Such a naked power to amend the Constitution is not
given to judges.'' It is worth-noting here the timeless truth
stated by the first Chief Justice of India, Justice Kania.
He said, ``but it is only in express constitutional provisions
limiting legislative power and controlling the temporary will of
a majority by a permanent and paramount law settled by the
deliberate wisdom of the nation that one can find a safe and
solid ground for the authority of courts of justice, to declare
void any legislative enactment. Any assumption of authority
beyond this would be to place in the hands of the judiciary,
powers too great and too indefinite, either for its own security
or the protection of private right.''
Political controversy
By assuming the extraordinary jurisdiction, the judiciary has got
itself embroiled in the turbulent waters of political
controversy. Not only that, the judiciary has taken up the role
of the sovereign itself. In exercise of this expanded and
omnipotent and omnipresent jurisdiction, the judiciary has also
trespassed on fields of activity allotted to the other two wings
of the Government, by the Constitution. Even the most creative of
English Judges, Lord Denning, has disapproved of the trespass. He
says, ``So far as creative work is concerned, so far as active
policy is concerned, there the Judges have no hand.
They cannot do anything to help the poor or unemployed. They
cannot provide housing for the homeless. All social reform must
be left to others. So must all political reforms.'' And in the
same strain Justice Diplock has said, ``Whilst I should be last -
or sitting in this court perhaps the last but one - to say that
it is no part of the function of the courts to develop the common
law so as to adapt it to changing social conditions, it is no
part of its function to provide solutions to sociological
problems which call for administrative action by the Central or
local Governments.''
The founding fathers of the Constitution were not prepared to
confer on the judiciary any sovereign power, and that is why they
deliberately avoided the use of the expression ``due process of
law'' in the Constitution, which expression, according to
Glanville Austine, would have given courts enormous powers even
over political activities and allowed the subjective views of the
judges to prevail over the legislative will.
That the founding fathers were not prepared to entrust the
judiciary with so much powers is clear from the following
excerpts from the speech of Pandit Nehru in the Constituent
Assembly. ``Within limits no judge and no Supreme Court can make
itself a third Chamber.
No Supreme Court and Judiciary can stand in judgment over the
sovereign will of Parliament, representing the entire will of the
community.'' Courts, nonetheless, have to a considerable extent
amended and re-written the constitutional provision imposing
restrictions on their authority. Accordingly the American
doctrine of ``due process of law'' is substituted in the place of
the democratic doctrine of ``according to procedure established
by law.''
The Supreme Court in Rajan Dwivedi case, has clearly admitted
this. Vide ``the substance of the American doctrine of the
process has been introduced in the conservative text of Article
21 of the Constitution.''
Verdicts made in exercise of the expanded jurisdiction therefore
are more in the nature of the subjective view expressed by the
courts, and without constitutional support.
A question immediately would arise. How to implement or enforce
the commands or directions contained in such verdicts, in case
they are defied. Commands or directions of courts are usually
respected and implemented because failure to obey them would
result in the imposition of punishment for contempt. This
principle sounds good, so far as the verdicts are lawful. But
what about the verdicts which do not exist in the eye of law as
they are unconstitutional. Disobedience thereto, therefore may
not constitute the offence of contempt of court. The Constitution
has not constituted any authority. The court also cannot take any
decision in this regard because the court will be biased. It is
interesting in this context to note the law declared by the
Supreme Court, though in another situation, namely, ``no one
howsoever highly placed and no authority, howsoever lofty, can
claim that it shall be the sole judge of the extent of its power
under the Constitution or whether its action is within the powers
of the Constitution laid down by the Constitution.''
These verdicts therefore shall remain unenforceable. The
authority which ordinarily is bound to obey the commands can
effectively raise such questions and circumvent even the orders
or directions issued in cases where apparently, no such question
arises. We shall remember that the courts cannot enforce an order
directly because the judiciary has no machinery or institutional
means of its own to supervise and implement its orders. To put it
differently the judiciary simply is not having either the
legislative or administrative power. Even the order punishing the
condemnor would therefore be ineffective. In these circumstances,
``judicial activism'' even in the field of human rights and civil
liberties will become a mirage. By expanding its interpretative
jurisdiction, the judiciary, according to constitutional experts,
has assumed the role of the sovereign. The remarks of F. S.
Nariman is telling. He says, ``in asserting the basic structure
theory the Supreme Court has in this sense asserted political
power - in the guise of judicial interpretation... By propounding
it the guardians of the Constitution have in one bond become the
guardians over the Constitution. Constitution adjudicators have
assumed the role of constitutional governors.''
If the other two wings of the Government, the legislature and the
executive are also to expand their powers, ignoring the
limitations prescribed by the Constitution, like the judiciary,
the result will be an impasse.
If that happens, and ere long that may happen, unless the three
institutions strictly confine their activities to their
respective fields of activity, recognised under the Constitution,
democracy, which the people of India have voted for, would become
a mockery and get metamorphosed into mobocracy; And our
Constitution, which is the express embodiment of the ``rule of
law,'' will cease to be the fundamental law of the country.
To forestall the happenings, the sovereign, i.e., the people, may
have to step in and restructure the Constitution. The Central
Government already has a proposal in this regard. The convening
of another constituent assembly for this purpose however, is not
feasible.
There can, therefore, be a debate on these matters first; the
provisions may be formulated and placed before the people for
their approval. In other words, a referendum may be held and if
the people approve the provisions, they will automatically form
part of the Constitution. This mode of restructuring has become
necessary in view of the law stated by the Supreme Court that
Parliament under Article 368 cannot amend the basic structure of
the Constitution.
Justice K. P. RADHAKRISHNA MENON
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